Robert DuffyCRD Number: 6109336
Current Firm: Morgan Stanley
Robert Duffy (CRD# 6109336) is an Investment Advisor Representative working at Morgan Stanley in Las Vegas, NV and has over 4 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Current||2|
|Morgan Stanley||Las Vegas, NV||Dec 2013 - Current||3|
|Ameriprise Financial Services Inc.||Las Vegas, NV||Aug 2012 - Dec 2013||1|
|Clear Quality Auto Glass||Las Vegas, NV||Jul 2012 - Aug 2012||< 1|
|Hi 5 Health And Wellness||Morgan Hill, CA||Jan 2010 - Jun 2012||2|
|Unemployed||Gilroy, CA||Apr 2009 - Dec 2009||< 1|
|Ninja Sushi||Gilroy, CA||Jul 2006 - Mar 2009||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV