Ronald PostlewaitCRD Number: 3048407
Current Firm: Raymond James Financial Services Advisors, Inc.
Ronald Postlewait (CRD# 3048407) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Las Vegas, NV and has over 19 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Front Street Management Inc.||Las Vegas, NV||Mar 2015 - Current||2|
|Raymond James Financial Services Advisors Inc.||Las Vegas, NV||Nov 2014 - Current||2|
|Raymond James Financial Services, Inc.||Las Vegas, NV||Oct 2014 - Current||2|
|Front Street Management Inc.||Las Vegas, NV||Oct 2014 - Current||2|
|Anthem Blue Cross Blue Shield||Las Vegas, NV||Oct 2014 - Mar 2015||< 1|
|Ids Life Insurance Company||Las Vegas, NV||Apr 1998 - Oct 2014||16|
|Ameriprise Financial Services, Inc.||Las Vegas, NV||Apr 1998 - Oct 2014||16|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV