Stan PullanCRD Number: 5428206
Current Firm: City National Securities, Inc.
Stan Pullan (CRD# 5428206) is an Investment Advisor Representative working at City National Securities, Inc. in Las Vegas, NV and has over 9 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|City National Bank||Las Vegas, NV||Jun 2008 - Current||9|
|Wells Fargo Investments, LLC||Las Vegas, NV||Sep 2007 - Mar 2008||< 1|
|Wells Fargo Bank||Las Vegas, NV||May 1999 - Mar 2008||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management668MILLIONS
Total Number of Accounts1,036ACCOUNTS
Average Account Value$645,239
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, NV, NY, TX