Stephen PickeringCRD Number: 5590237
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Stephen Pickering (CRD# 5590237) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, NV and has over 7 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Bank Of America, Na||Las Vegas, NV||Jul 2010 - Current||7|
|Merrill Lynch||Las Vegas, NV||Feb 2010 - Current||7|
|University Of Nevada||Reno, NV||Dec 2009 - Feb 2010||< 1|
|Darden Restaurants||Sparks, NV||May 2009 - Dec 2009||< 1|
|University Of Nevada||Reno, NV||Mar 2009 - May 2009||< 1|
|Northwestern Mutual||Sacramento, CA||May 2008 - Mar 2009||< 1|
|University Of Nevada||Reno, NV||Aug 2006 - May 2008||1|
|Fabulous Freddy's||Las Vegas, NV||May 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2010|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV