Stuart CohenCRD Number: 6136270
Current Firm: Wells Fargo Advisors, LLC
Stuart Cohen (CRD# 6136270) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Las Vegas, NV and has over 4 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Wells Fargo Advisors, LLC||Las Vegas, NV||May 2016 - Current||1|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - May 2016||1|
|Morgan Stanley||Las Vegas, NV||Nov 2012 - Jan 2015||2|
|Mertec Engineering||Upland, CA||Aug 2011 - Sep 2012||1|
|Heroes Landing||Clermont, FL||May 2009 - Jul 2011||2|
|King Pharmaceuticals||Las Vegas, NV||Nov 2008 - Apr 2009||< 1|
|Unemployed||Las Vegas, NV||Apr 2008 - Oct 2008||< 1|
|Loomis Us Armored||Las Vegas, NV||Mar 2004 - Apr 2008||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Criminal Record
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV