Tao LiCRD Number: 6147996
Current Firm: Transamerica Financial Advisors, Inc.
Tao Li (CRD# 6147996) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Las Vegas, NV and has over 4 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Transamerica Financial Advisors, Inc.||Las Vegas, NV||Jan 2016 - Current||1|
|World Financial Group, Inc.||Mountain View, CA||Jan 2016 - Current||1|
|Us Navy||Las Vegas, NV||Aug 2006 - Current||10|
|Waddell & Reed||Las Vegas, NV||Jul 2014 - Dec 2015||1|
|First Command Financial Services||Las Vegas, NV||Nov 2012 - Jun 2014||1|
|Allied Mills||Gardena, CA||Sep 2005 - Sep 2009||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2013|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops