Tao LiCRD Number: 6147996
Current Firm: Transamerica Financial Advisors, Inc.
Tao Li (CRD# 6147996) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Las Vegas, NV and has over 3 years of experience in the finance industry.
Kingsbridge Wealth Management, Inc.
Hornor, Townsend & Kent, Inc.
Cathay Consultants Ltd.
|Transamerica Financial Advisors, Inc.||Las Vegas, NV||Jan 2016 - Current||1|
|World Financial Group, Inc.||Mountain View, CA||Jan 2016 - Current||1|
|Us Navy||Las Vegas, NV||Aug 2006 - Current||10|
|Waddell & Reed||Las Vegas, NV||Jul 2014 - Dec 2015||1|
|First Command Financial Services||Las Vegas, NV||Nov 2012 - Jun 2014||1|
|Allied Mills||Gardena, CA||Sep 2005 - Sep 2009||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2013|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV