Yuko Du Bois, financial advisor Las Vegas NV

Yuko Du Bois

CRD Number: 3200540
Current Firm: Mcbroom & Associates, LLC

Yuko Du Bois (CRD# 3200540) is an Investment Advisor Representative working at Mcbroom & Associates, LLC in Las Vegas, NV and has over 23 years of experience in the finance industry. Yuko Du Bois has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Jennifer Davis, financial advisor Las Vegas NV
Jennifer A. Davis
CRD# 2481766
Skyoak Capital, Inc.
Similar Advisors
Marc Aarons, financial advisor Las Vegas NV
Marc S. Aarons
CRD# 4459102
Money Managers, Inc.
Similar Advisors
Gregory Adams, financial advisor Las Vegas NV
Gregory L. Adams
CRD# 5192556
Ameriprise Financial Services, LLC
Professional Designations
Company Name Location Dates Years
Miru And Associates LLC Las Vegas, NV Sep 2013 - Current 10
Mcbroom & Associates, LLC Las Vegas, NV Sep 2011 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2000
S65 NASAA Investment Advisors Law Examination Mar 2006
Contact Info for Yuko T. Du Bois
Phone Number: 702-267-6649
Registered State(s):
  • CA
  • NV
By the Numbers
  • Total Assets Under Management
    173
    MILLIONS
  • Total Number of Accounts
    197
    ACCOUNTS
  • Average Account Value
    $878,918
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AZ, CA, ID, NV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.