Kemal Garuc, financial advisor Latham NY
90 score

Kemal Garuc

CRD Number: 6089280
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kemal Garuc (CRD# 6089280) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Latham, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Latham, NY Oct 2012 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Latham, NY Jun 2012 - Current 4
Unemployed East Durham, NY Feb 2012 - Jun 2012 < 1
Citizens Bank Na Glenmont, NY Nov 2009 - Feb 2012 2
Unemployed East Durham, NY Nov 2008 - Nov 2009 1
American General East Greenbush, NY Aug 2007 - Nov 2008 1
Unemployed East Durham, NY Dec 2006 - Aug 2007 < 1
University At Albany Albany, NY Sep 2005 - Dec 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2012
Contact Info for Kemal Garuc
Phone Number: 800-637-7455
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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