Matthew Herrington, financial advisor Latham NY
93 score

Matthew Herrington

CRD Number: 5500094
Current Firm: Northwestern Mutual Investment Services,llc

Matthew Herrington (CRD# 5500094) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Latham, NY and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Mar 2012 - Current 4
Northwestern Mutual Investment Services, LLC Latham, NY Mar 2012 - Current 4
Northwestern Mutual Investment Services, LLC Latham, NY Jun 2013 - Mar 2016 2
Fairmount Partners West Conshohocken, PA Aug 2007 - Jan 2012 4
Waterworks Restaurant Philadelphia, PA Jun 2007 - Jul 2007 < 1
Smokey Joe's Tavern Philadelphia, PA Jan 2005 - Jun 2007 2
University Of Pennsylvania Philadelphia, PA Jan 2006 - May 2007 1
Fairmount Partners West Conshohocken, PA May 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S66 NASAA Uniform Combined State Law Examination Jun 2013
Contact Info for Matthew P. Herrington
Phone Number: 866-664-7737
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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