Michael Axton, financial advisor Laurel MS
74 score

Michael Axton

CRD Number: 1430219
Current Firm: Lpl Financial LLC

Michael Axton (CRD# 1430219) is an Investment Advisor Representative working at Lpl Financial LLC in Laurel, MS and has over 27 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Lpl Financial Corporation Laurel, MS Sep 2009 - Current 7
Mutual Service Corporation Laurel, MS Mar 2008 - Current 8
Aig American General Life Insurance Company Laurel, MS Oct 2002 - Mar 2008 5
American General Securities Incorporated Laurel, MS Oct 2002 - Mar 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1989
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Michael J. Axton
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • LA
  • MS
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
74

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