Brent Hoffman, financial advisor Lawrence KS
63 score

Brent Hoffman

CRD Number: 3082397
Current Firm: Nations Financial Group, Inc.

Brent Hoffman (CRD# 3082397) is an Investment Advisor Representative working at Nations Financial Group, Inc. in Lawrence, KS and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Nations Financial Group, Inc. Lawrence, KS Sep 2010 - Current 6
Great Plains Financial Group Lawrence, KS Sep 2010 - Current 6
Mf Global, Inc. Chicago, IL Nov 2005 - Sep 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1999
S66 NASAA Uniform Combined State Law Examination Oct 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Brent H. Hoffman
Phone Number: 319-393-9541
Registered State(s):
  • KS
By the Numbers
  • Total Assets Under Management
    597
    MILLIONS
  • Total Number of Accounts
    2,477
    ACCOUNTS
  • Average Account Value
    $241,135
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, FL, IA, ID, IL, IN, KS, KY, MD, MI, MN, MO, NC, NE, NJ, NM, NY, OH, OR, PA, TX, VA, WA, WI

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BADGES
63

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