Douglas Bennett (CRD# 1867275) is an Investment Advisor Representative working at Nations Financial Group, Inc. in Lawrence, KS and has over 35 years of experience in the finance industry.
CRD# 3222569
Cambridge Investment Research Advisors, Inc.
CRD# 2447178
Lpl Financial LLC
CRD# 4149143
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Nations Financial Group, Inc. | Lawrence, KS | Aug 2010 - Current | 13 |
| Great Plains Financial Group | Lawrence, KS | Aug 2010 - Current | 13 |
| K.c. Life/caudle Financial | Lawrence, KS | Jun 2003 - Current | 20 |
| First Trust Of Kansas Inc. | Lawrence, KS | Jan 1995 - Current | 29 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1988 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2002 |
- KS
- TX
-
Total Assets Under Management3,399MILLIONS
-
Total Number of Accounts9,857ACCOUNTS
-
Average Account Value$344,798
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.