Thomas Licciardello, financial advisor Lawrence MA
93 score

Thomas Licciardello

CRD Number: 1025112
Current Firm: Compass Capital Corporation

Thomas Licciardello (CRD# 1025112) is an Investment Advisor Representative working at Compass Capital Corporation in Lawrence, MA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Compass Securities Corporation Methuen, MA Sep 1995 - Current 21
The Northwestern Mutal Life Insurance Co Milwaukee, WI Jan 1993 - Current 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1982
Contact Info for Thomas J. Licciardello
Phone Number: 781-535-6083
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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