Michael Falk (CRD# 5029776) is an Investment Advisor Representative working at Dempsey Lord Smith, LLC in Lawrenceville, GA and has over 18 years of experience in the finance industry.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 3012105
Lpl Financial LLC
CRD# 5338514
Rollins Financial Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dempsey Lord Smith, LLC | Rome, GA | May 2015 - Current | 8 |
| Kovack Securities Inc. | Ft. Lauderdale, FL | Oct 2014 - Apr 2015 | < 1 |
| Kovack Advisors, Inc. | Ft Lauderdale, FL | Oct 2014 - Apr 2015 | < 1 |
| Resource Horizons Group, LLC | Marietta, GA | Mar 2013 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2005 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
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Total Assets Under Management586MILLIONS
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Total Number of Accounts3,106ACCOUNTS
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Average Account Value$188,543
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