Donald Sullivan, financial advisor Leawood KS
83 score

Donald Sullivan

CRD Number: 1979017
Current Firm: Client One Securities LLC

Donald Sullivan (CRD# 1979017) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Client One Securities, LLC Jacksonville, FL Jan 2015 - Current 1
Don Sullivan Ministries Locust Grove, OK Aug 2009 - Current 7
Edward Jones St Louis, MO Aug 2013 - Oct 2014 1
Edward D. Jones & Company, LP Independence, KS Apr 1989 - Aug 2009 20
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
S63 Uniform Securities State Law Examination Sep 1989
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Donald N. Sullivan
Phone Number: 913-814-6097
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    263
    MILLIONS
  • Total Number of Accounts
    2,124
    ACCOUNTS
  • Average Account Value
    $123,641
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, CT, DC, FL, HI, IA, ID, IL, IN, KS, LA, MA, MD, ME, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI, WV

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BADGES
83

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