Eric Steele, financial advisor Leawood KS
96 score

Eric Steele

CRD Number: 3147875
Current Firm: Client One Securities LLC

Eric Steele (CRD# 3147875) is an Investment Advisor Representative working at Client One Securities LLC in Leawood, KS and has over 17 years of experience in the finance industry. Eric Steele has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Client One Securities, LLC Greer, SC Aug 2015 - Current 1
Greer State Bank Greer, SC Apr 2010 - Jun 2015 5
Lpl Financial Charlotte, NC Apr 2010 - Jun 2015 5
Raymond James Financial Services Advisors, Inc. Saint Petersburg, FL Jan 2009 - Apr 2010 1
Raymond James Financial Services, Inc. Greer, SC Apr 2008 - Apr 2010 2
Suntrust Investment Services, Inc. Greenville, SC Mar 2006 - Apr 2008 2
Suntrust Bank Greenville, SC Mar 2006 - Apr 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 1999
Contact Info for Eric L. Steele
Phone Number: 913-814-6097
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    263
    MILLIONS
  • Total Number of Accounts
    2,124
    ACCOUNTS
  • Average Account Value
    $123,641
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, CT, DC, FL, HI, IA, ID, IL, IN, KS, LA, MA, MD, ME, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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