Louis Lopez, financial advisor Leawood KS
90 score

Louis Lopez

CRD Number: 5957194
Current Firm: Mariner Wealth Advisors, LLC

Louis Lopez (CRD# 5957194) is an Investment Advisor Representative working at Mariner Wealth Advisors, LLC in Leawood, KS and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Mariner Wealth Advisors Leawood, KS Apr 2012 - Current 4
Hk Financial, Inc. San Diego, CA Mar 2011 - Apr 2012 1
Lamia Financial Group, LLC Thousand Oaks, CA Aug 2009 - Mar 2011 1
Yeske Buie, Inc. San Francisco, CA Aug 2008 - Aug 2009 1
Student Thousand Oaks, CA Sep 1994 - Jul 2009 14
Fleet Feet Sports San Francisco, CA Sep 2007 - Aug 2008 < 1
Express Thousand Oaks, CA Mar 2006 - Jul 2007 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 2012
Contact Info for Louis D. Lopez
Phone Number: 913-647-9700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    673
    MILLIONS
  • Total Number of Accounts
    2,037
    ACCOUNTS
  • Average Account Value
    $330,386
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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