Michael Shields, financial advisor Leawood KS
96 score

Michael Shields

CRD Number: 3075094
Current Firm: Wells Fargo Advisors Financial Network, LLC

Michael Shields (CRD# 3075094) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Leawood, KS and has over 18 years of experience in the finance industry. Michael Shields has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Clint Haynes, financial advisor Leawood KS
Clint Haynes
CRD# 4412753
Nextgen Wealth, LLC
Score
108
Similar Advisors
Paul McClain, financial advisor Leawood KS
Paul A. McClain
CRD# 1982523
Freedom Wealth Advisors, LLC
Score
102
Similar Advisors
Michael Searcy, financial advisor Leawood KS
Michael J. Searcy
CRD# 821456
Searcy Financial Services, Inc.
Score
105
Professional Designations
Company Name Location Dates Years
Wells Fargo Advisors Financial Network, LLC Overland Park, KS May 2012 - Current 4
Wells Fargo Advisors LLC Overland Park, KS May 2009 - May 2012 3
Wachovia Securities, LLC Overland Park, KS Jan 2008 - May 2009 1
A.g. Edwards St Louis, MO Dec 1999 - Jan 2008 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S66 NASAA Uniform Combined State Law Examination May 2000
Contact Info for Michael P. Shields
Phone Number: 314-875-3000
Firm Website: http://www.wachovia.com
Registered State(s):
  • KS
  • TX
By the Numbers
  • Total Assets Under Management
    38,415
    MILLIONS
  • Total Number of Accounts
    131,465
    ACCOUNTS
  • Average Account Value
    $292,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Michael Shields and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.