David Humphries, financial advisor Leesburg VA
93 score

David Humphries

CRD Number: 1227357
Current Firm: Raymond James Financial Services Advisors, Inc.

David Humphries (CRD# 1227357) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Leesburg, VA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Real Estate Leesburg, VA Aug 2012 - Current 4
Twin Pond Lane, LLC Aldie, VA Jun 2011 - Current 5
Raymond James Financial Services Advisors, Inc. Leesburg, VA Jan 2009 - Current 7
Non-variable Insurance Leesnurg, VA Mar 1984 - Current 32
Raymond James Financial Services, Inc. Leesburg, VA Feb 1984 - Current 32
Real Estate Leesburg, VA Aug 2012 - Aug 2012 < 1
#ia Potomac Financial Group, Ltd. Sterling, VA Apr 1984 - Jan 2007 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1984
S65 NASAA Investment Advisors Law Examination Jul 1992
Contact Info for David C. Humphries
Phone Number: 727-567-5877
Registered State(s):
  • LA
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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