William DotyCRD Number: 5390751
Current Firm: Barber Financial Group
William Doty (CRD# 5390751) is an Investment Advisor Representative working at Barber Financial Group in Lenexa, KS and has over 7 years of experience in the finance industry.
Nextgen Wealth, LLC
Freedom Wealth Advisors, LLC
Searcy Financial Services, Inc.
|National Planning Corporation||Lenexa, KS||Oct 2009 - Current||7|
|Barber Financial Group||Lenexa, KS||Jul 2007 - Current||9|
|Novastar Financial||Kansas City, MO||Feb 2007 - Jul 2007||< 1|
|American Lending Group||Leawood, KS||Dec 2006 - Feb 2007||< 1|
|Aames Home Lending/ Home Funds Direct||Kansas City, MO||Sep 2006 - Dec 2006||< 1|
|Unemployed||Overland Park, KS||Aug 2006 - Sep 2006||< 1|
|Admiral Home Concepts||Olathe, KS||Jun 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2009|
|S65||NASAA Investment Advisors Law Examination||Oct 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management526MILLIONS
Total Number of Accounts3,100ACCOUNTS
Average Account Value$169,828
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AZ, CA, CO, FL, IL, KS, LA, MI, MN, MO, ND, NV, OH, OK, TX, WI
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