Simon EllisCRD Number: 2766146
Current Firm: Eagle Strategies LLC
Simon Ellis (CRD# 2766146) is an Investment Advisor Representative working at Eagle Strategies LLC in Leominster, MA and has over 14 years of experience in the finance industry.
Prosperity Wealth Management, Inc.
Advanced Portfolio Design, LLC
Claybrook Capital, LLC
|Bright Future Financial, Llc D/b/a Bright Future Financial||Leominster, MA||Apr 2022 - Current||< 1|
|Eagle Strategies LLC||Marlborough, MA||Sep 2021 - Current||< 1|
|Nylife Securities, LLC||Waltham, MA||Oct 2007 - Current||14|
|New York Life Insurance Comp.||Waltham, MA||Sep 2007 - Current||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2008|
|S66||NASAA Uniform Combined State Law Examination||Sep 2021|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management18,110MILLIONS
Total Number of Accounts84,457ACCOUNTS
Average Account Value$214,423
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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