Carlisle Mott, financial advisor Leonard TX
81 score

Carlisle Mott

CRD Number: 5295835
Current Firm: Cornerstone Wealth Management, LLC

Carlisle Mott (CRD# 5295835) is an Investment Advisor Representative working at Cornerstone Wealth Management, LLC in Leonard, TX and has over 9 years of experience in the finance industry.

Similar Advisors
Patrick Cloutier, financial advisor Leonard TX
Patrick J. Cloutier
CRD# 2001475
Lincoln Financial Securities Corporation
Score
100
Similar Advisors
James Bresnahan, financial advisor Leonard TX
James R. Bresnahan
CRD# 5482191
Jb Wealth Management LLC
Score
98
Similar Advisors
David Hollands, financial advisor Leonard TX
David D. Hollands
CRD# 2258165
Transamerica Financial Advisors, Inc.
Score
98
Company Name Location Dates Years
Cornerstone Wealth Management, LLC Leonard, TX Mar 2015 - Current 1
Lpl Financial LLC Leonard, TX Sep 2012 - Current 4
360 Wealth Management LLC Leonard, TX Oct 2012 - Apr 2015 2
Edward Jones St. Louis, MO Feb 2007 - Sep 2012 5
Un-employed Celeste, TX Aug 2006 - Feb 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Carlisle H. Mott
Phone Number: 636-397-6200
Firm Website: http://www.rpzeigler.com
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    876
    MILLIONS
  • Total Number of Accounts
    5,625
    ACCOUNTS
  • Average Account Value
    $155,708
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, IA, IL, IN, KS, KY, LA, MD, MI, MN, MO, MS, NC, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI

Ready to hire a financial advisor? Get competitive proposals from Carlisle Mott and other advisors.
BADGES
81

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.