Geri SerkesCRD Number: 1011503
Current Firm: Hsbc Securities (usa) Inc.
Geri Serkes (CRD# 1011503) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Levittown, NY and has over 21 years of experience in the finance industry.
Altium Wealth Management LLC
American Portfolios Advisors, Inc.
Abbondandolo Wealth Management Corp
|Hsbc Bank Usa N.a.||Levittown, NY||Aug 2016 - Current||1|
|Hsbc Securities (usa) Inc.||Levittown, NY||Mar 2015 - Aug 2016||1|
|Hsbc Securities (usa) Inc.||Lynbrook, NY||Oct 2013 - Mar 2015||1|
|Hsbc Securities (usa) Inc.||Levittown, NY||May 2013 - Oct 2013||< 1|
|Hsbc Securities (usa) Inc.||Levittown, NY||Mar 2007 - May 2013||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1996|
|S65||NASAA Investment Advisors Law Examination||Nov 2010|
Total Assets Under Management2,974MILLIONS
Total Number of Accounts12,328ACCOUNTS
Average Account Value$241,245
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV