Lorraine Harrod, financial advisor Lewes DE
93 score

Lorraine Harrod

CRD Number: 5417801
Current Firm: Pnc Investments

Lorraine Harrod (CRD# 5417801) is an Investment Advisor Representative working at Pnc Investments in Lewes, DE and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Pnc Investments Lewes, DE Jun 2012 - Current 4
Pnc Bank Lewes, DE Feb 2012 - Jun 2012 < 1
Pnc Investments Lewes, DE Feb 2012 - Jun 2012 < 1
N/a Millsboro, DE Oct 2011 - Feb 2012 < 1
Chase Investment Services Corp Chicago, IL Sep 2007 - Oct 2011 4
Jp Morgan Chase Bank Chicago, IL Oct 2006 - Oct 2011 5
The Bank Of New York Newton, NJ Aug 1987 - Oct 2006 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2007
S65 NASAA Investment Advisors Law Examination Oct 2014
Contact Info for Lorraine F. Harrod
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • DE
By the Numbers
  • Total Assets Under Management
    11,195
    MILLIONS
  • Total Number of Accounts
    78,826
    ACCOUNTS
  • Average Account Value
    $142,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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