Adam Day (CRD# 6346884) is an Investment Advisor Representative working at Wells Fargo Advisors in Dublin, OH and has over 9 years of experience in the finance industry.
CRD# 2483337
Stratos Wealth Partners, Ltd
CRD# 5207204
Shuttleworth & Company
CRD# 2278230
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wells Fargo Advisors Financial Network, LLC | Dublin, OH | May 2018 - Current | 5 |
| Infinex Investments, Inc. | Meriden, PA | Nov 2017 - May 2018 | < 1 |
| First Commonwealth | Lewis Center, OH | Nov 2017 - May 2018 | < 1 |
| The O.n. Equity Sales Company | Cincinnati, OH | Aug 2017 - Nov 2017 | < 1 |
| Ohio National Financial Services | Cincinnati, OH | Aug 2017 - Nov 2017 | < 1 |
| Unemployed | Powell, OH | Apr 2017 - Aug 2017 | < 1 |
| Fidelity Brokerage Services LLC | Columbus, OH | May 2014 - Apr 2017 | 2 |
| Veritude | Columbus, OH | May 2013 - May 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2014 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management154,192MILLIONS
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Total Number of Accounts346,499ACCOUNTS
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Average Account Value$445,000
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
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