Malcolm Parks, financial advisor Lewistown PA
83 score

Malcolm Parks

CRD Number: 1900191
Current Firm: Infinex Investments, Inc.

Malcolm Parks (CRD# 1900191) is an Investment Advisor Representative working at Infinex Investments, Inc. in Lewistown, PA and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Infinex Investments, Inc. Meriden, CT Sep 2015 - Current 1
Cetera Advisor Networks LLC El Segundo, CA Jan 2013 - Sep 2015 2
Juniata Valley Bank Lewistown, PA Aug 2011 - Sep 2015 4
Financial Network El Seguno, CA Aug 2011 - Dec 2012 1
Lpl Financial Charlotte, NC Mar 2010 - Aug 2011 1
First National Bank Of (pa) Lewistown, PA Mar 2010 - Aug 2011 1
Financial Network Investment Corporation Miffkintown, PA May 2003 - Mar 2010 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1989
S65 NASAA Investment Advisors Law Examination Mar 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Malcolm R. Parks
Phone Number: 203-599-6000
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    580
    MILLIONS
  • Total Number of Accounts
    2,901
    ACCOUNTS
  • Average Account Value
    $199,891
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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