Esteban Romero, financial advisor Lewisville TX

Esteban Romero

CRD Number: 6622534
Current Firm: Advice And Planning Services

Esteban Romero (CRD# 6622534) is an Investment Advisor Representative working at Advice And Planning Services in Lewisville, TX and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa-cref Individual & Institutional Services, LLC Lewisville, TX Apr 2016 - Current 5
Tiaa Lewisville, TX Apr 2016 - Current 5
Amazon Prime Dallas, TX Mar 2016 - May 2018 2
Favor Delivery Dallas, TX Jan 2016 - Aug 2016 < 1
Wells Fargo Bank Na Grand Prairie, TX May 2013 - Feb 2016 2
First Convenience Bank Arlington, TX Sep 2009 - May 2013 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2018
S63 Uniform Securities State Law Examination May 2016
Contact Info for Esteban Romero
Phone Number: 212-490-9000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    36,394
    MILLIONS
  • Total Number of Accounts
    78,786
    ACCOUNTS
  • Average Account Value
    $461,934
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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