James HumphriesCRD Number: 5495477
Current Firm: Advice And Planning Services
James Humphries (CRD# 5495477) is an Investment Advisor Representative working at Advice And Planning Services in Lewisville, TX and has over 9 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Tiaa-cref Individual & Institutional Services, LLC||Lewisville, TX||Feb 2011 - Current||6|
|Tiaa||Lewisville, TX||Feb 2011 - Current||6|
|Unemployed||Denton, TX||Dec 2010 - Feb 2011||< 1|
|Securities Management And Research, Inc.||League City, TX||May 2010 - Dec 2010||< 1|
|American National Insurance Company||Denton, TX||Oct 2009 - Dec 2010||1|
|Distinct Financial Solutions Inc.||Denton, TX||Mar 2009 - Dec 2010||1|
|Unemployed||Denton, TX||Feb 2009 - Mar 2009||< 1|
|Td Ameritrade Inc.||Fort Worth, TX||Feb 2008 - Feb 2009||1|
|Unemployed||Denton, TX||Dec 2007 - Feb 2008||< 1|
|University Of North Texas||Denton, TX||Aug 2006 - Dec 2007||1|
|City Of Cleburne - Splash Station||Cleburne, TX||May 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Mar 2014|
|S63||Uniform Securities State Law Examination||Jul 2008|
Total Assets Under Management16,792MILLIONS
Total Number of Accounts45,960ACCOUNTS
Average Account Value$365,356
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.