James HumphriesCRD Number: 5495477
Current Firm: Advice And Planning Services
James Humphries (CRD# 5495477) is an Investment Advisor Representative working at Advice And Planning Services in Lewisville, TX and has over 8 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Tiaa-cref Individual & Institutional Services, LLC||Lewisville, TX||Feb 2011 - Current||6|
|Tiaa||Lewisville, TX||Feb 2011 - Current||6|
|Unemployed||Denton, TX||Dec 2010 - Feb 2011||< 1|
|Securities Management And Research, Inc.||League City, TX||May 2010 - Dec 2010||< 1|
|American National Insurance Company||Denton, TX||Oct 2009 - Dec 2010||1|
|Distinct Financial Solutions Inc.||Denton, TX||Mar 2009 - Dec 2010||1|
|Unemployed||Denton, TX||Feb 2009 - Mar 2009||< 1|
|Td Ameritrade Inc.||Fort Worth, TX||Feb 2008 - Feb 2009||1|
|Unemployed||Denton, TX||Dec 2007 - Feb 2008||< 1|
|University Of North Texas||Denton, TX||Aug 2006 - Dec 2007||1|
|City Of Cleburne - Splash Station||Cleburne, TX||May 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Mar 2014|
|S63||Uniform Securities State Law Examination||Jul 2008|
Total Assets Under Management16,792MILLIONS
Total Number of Accounts45,960ACCOUNTS
Average Account Value$365,356
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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