Alexander Roig, financial advisor Lexington KY

Alexander Roig

CRD Number: 4552448
Current Firm: On Investment Management Co

Alexander Roig (CRD# 4552448) is an Investment Advisor Representative working at On Investment Management Co in Lexington, KY and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
The O.n. Equity Sales Company Cincinnati, OH Jul 2005 - Current 18
Ohio National Financial Services Cincinnati, OH Jul 2004 - Current 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2003
S66 NASAA Uniform Combined State Law Examination Jan 2008
Contact Info for Alexander M. Roig
Phone Number: 855-262-0913
Firm Website: https://www.onesco.net/
Registered State(s):
  • AR
  • IL
  • KY
  • NY
  • NC
  • OH
  • WV
By the Numbers
  • Total Assets Under Management
    2,078
    MILLIONS
  • Total Number of Accounts
    12,239
    ACCOUNTS
  • Average Account Value
    $169,824
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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