Austin Flatt, financial advisor Lexington KY

Austin Flatt

CRD Number: 6908581
Current Firm: First Kentucky Securities Corp

Austin Flatt (CRD# 6908581) is an Investment Advisor Representative working at First Kentucky Securities Corp in Lexington, KY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
First Kentucky Securities Corporation Lexington, KY Jan 2018 - Current 5
University Of Kentucky Lexington, KY Aug 2015 - May 2019 3
Challenger Naperville, IL May 2013 - Aug 2017 4
Nevaua Valley High School Naperville, IL Aug 2011 - Jun 2015 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2019
S65 NASAA Investment Advisors Law Examination Feb 2020
Contact Info for Austin P. Flatt
Phone Number: 502-893-7288
Firm Website: http://firstky.com
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    641
    MILLIONS
  • Total Number of Accounts
    2,848
    ACCOUNTS
  • Average Account Value
    $225,110
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Security ratings or pricing services
Types of Clients
Registered States

AL, AR, CA, CO, DC, FL, GA, IL, IN, KY, LA, MA, MI, NC, NJ, OH, SC, TN, TX, VA, WI

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