Christopher Morgan, financial advisor Lexington KY
88 score

Christopher Morgan

CRD Number: 6341757
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Christopher Morgan (CRD# 6341757) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Lexington, KY and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Lexington, KY Dec 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lexington, KY May 2014 - Current 2
University Of Kentucky Athletics Lexington, KY Aug 2013 - May 2014 < 1
Idle Hour Country Club Lexington, KY May 2013 - Aug 2013 < 1
University Of Kentucky Athletics Lexington, KY Aug 2012 - May 2013 < 1
Us Bank Home Mortgage Owensboro, KY May 2012 - Aug 2012 < 1
University Of Kentucky Athletics Lexington, KY Aug 2011 - May 2012 < 1
Edge Ice Center Owensboro, KY May 2011 - Aug 2011 < 1
Don Moore Automotive Owensboro, KY May 2011 - Aug 2011 < 1
University Of Kentucky Athletics Lexington, KY Aug 2010 - May 2011 < 1
Jagoe Homes Owensboro, KY May 2010 - Aug 2010 < 1
Daviess County High School Owensboro, KY Aug 2009 - May 2010 < 1
Jagoe Homes Owensboro, KY May 2009 - Aug 2009 < 1
Daviess County High School Owensboro, KY Aug 2006 - May 2009 2
College View Middle Schol Owensboro, KY Aug 2003 - Aug 2006 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Christopher Morgan
Phone Number: 800-637-7455
Registered State(s):
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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