Christopher SaccomannoCRD Number: 6307187
Current Firm: D. Scott Neal, Inc.
Christopher Saccomanno (CRD# 6307187) is an Investment Advisor Representative working at D. Scott Neal, Inc. in Lexington, KY and has over 7 years of experience in the finance industry. Christopher Saccomanno has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Context Financial LLC
Ameriprise Financial Services, LLC
|D. Scott Neal, Inc.||Lexington, KY||Feb 2015 - Current||6|
|N/a||Lexington, KY||Oct 2014 - Feb 2015||< 1|
|Jp Morgan Securities LLC||Lexington, KY||Feb 2014 - Oct 2014||< 1|
|Jpmorgan Chase Bank||Lexington, KY||Feb 2014 - Oct 2014||< 1|
|Allstate (yield Inc)||Tallahassee, FL||Jun 2012 - Feb 2014||1|
|Business Factory LLC||Fort Walton Beach, FL||Jul 2006 - Jun 2012||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management292MILLIONS
Total Number of Accounts1,241ACCOUNTS
Average Account Value$235,402
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
IN, KY, NC, OH, TN, TX
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