Geoffrey Metzler, financial advisor Lexington KY
83 score

Geoffrey Metzler

CRD Number: 1355310
Current Firm: Fwg Investments, LLC

Geoffrey Metzler (CRD# 1355310) is an Investment Advisor Representative working at Fwg Investments, LLC in Lexington, KY and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Fwg Investments, LLC Lexington, KY Dec 2016 - Current 1
Family Wealth Group, LLC Lexington, KY Dec 2016 - Dec 2016 < 1
Global Financial Private Capital, LLC Sarasota, FL Jan 2011 - Dec 2016 5
Lincoln Financial Group Lexington, KY Aug 2007 - Jul 2011 3
Family Wealth Strategies Lexington, KY Jan 2007 - Jan 2011 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1985
S65 NASAA Investment Advisors Law Examination Dec 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Geoffrey K. Metzler
Phone Number: 859-309-0349
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    31
    MILLIONS
  • Total Number of Accounts
    745
    ACCOUNTS
  • Average Account Value
    $41,878
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

KY

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BADGES
83

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