Geoffrey Metzler, financial advisor Lexington KY
93 score

Geoffrey Metzler

CRD Number: 1355310
Current Firm: Global Financial Private Capital, LLC

Geoffrey Metzler (CRD# 1355310) is an Investment Advisor Representative working at Global Financial Private Capital, LLC in Lexington, KY and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Fwg Investments, LLC Lexington, KY Jul 2016 - Current < 1
Family Wealth Group, LLC Lexington, KY Dec 2010 - Current 6
Global Financial Private Capital, LLC Sarasota, FL Jan 2011 - Jul 2016 5
Family Wealth Strategies Lexington, KY Jan 2007 - Jan 2011 4
Main Street Securities, LLC Hays, KS Apr 2007 - Jul 2007 < 1
Jefferson Pilot Securities Corporation Lexington, KY Dec 1997 - Apr 2007 9
Buckley & Company Inc. Lexington, KY Oct 1978 - Jan 2007 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1985
S65 NASAA Investment Advisors Law Examination Dec 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Geoffrey K. Metzler
Phone Number: 866-641-2186
Firm Website: http://www.gf-pc.com
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    5,864
    MILLIONS
  • Total Number of Accounts
    66,671
    ACCOUNTS
  • Average Account Value
    $87,959
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93

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