James ThompsonCRD Number: 4624093
Current Firm: Invest Inc.
James Thompson (CRD# 4624093) is an Investment Advisor Representative working at Invest Inc. in Lexington, KY and has over 17 years of experience in the finance industry.
Pierce Financial Planning, Inc.
Investment Professionals, Inc.
Context Financial LLC
|Invest Inc.||Lexington, KY||Nov 2017 - Current||< 1|
|Ubs Financial Services Inc.||Lexington, KY||Jul 2013 - Nov 2017||4|
|Ubs Financial Services Inc.||Lexington, KY||Feb 2012 - Jul 2013||1|
|Cooper Management Service, Inc.||Lexington, KY||Jul 2001 - Feb 2012||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2012|
|S65||NASAA Investment Advisors Law Examination||Feb 2001|
Total Assets Under Management29MILLIONS
Total Number of Accounts226ACCOUNTS
Average Account Value$128,085
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients