Lauren Hazard, financial advisor Lexington KY
89 score

Lauren Hazard

CRD Number: 6117644
Current Firm: Ubs Financial Services Inc.

Lauren Hazard (CRD# 6117644) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Lexington, KY and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Lexington, KY Jul 2013 - Current 3
Ubs Financial Services Lexington, KY Sep 2012 - Jul 2013 < 1
University Of Kentucky Federal Credit Union Lexington, KY Jun 2009 - Sep 2012 3
University Of Kentucky Lexington, KY Aug 2007 - May 2011 3
Modiste Bridal And Formal Lexington, KY Jan 2008 - Jun 2009 1
Marshalls Lexington, KY Aug 2006 - Jan 2008 1
Lafayette Senior High School Lexington, KY Aug 2003 - Jun 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2013
Contact Info for Lauren A. Hazard
Phone Number: 201-352-3000
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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