Mitchell HarrisCRD Number: 870307
Current Firm: Ubs Financial Services Inc.
Mitchell Harris (CRD# 870307) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Lexington, KY and has over 38 years of experience in the finance industry.
Pierce Financial Planning, Inc.
Investment Professionals, Inc.
Context Financial LLC
|Ubs Financial Services Inc.||Lexington, KY||Jul 2013 - Current||4|
|Ubs Financial Services Inc.||Lexington, KY||Jun 1995 - Jul 2013||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1979|
|S65||NASAA Investment Advisors Law Examination||Mar 1992|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV