Richard SladeCRD Number: 3023203
Current Firm: Keystone Financial Group, LLC
Richard Slade (CRD# 3023203) is an Investment Advisor Representative working at Keystone Financial Group, LLC in Lexington, KY and has over 24 years of experience in the finance industry.
Context Financial LLC
Ameriprise Financial Services, LLC
|Keystone Financial Group, LLC||Lexington, KY||Jan 2013 - Current||9|
|Lpl Financial, LLC||Lexington, KY||Dec 2010 - Current||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
|S65||NASAA Investment Advisors Law Examination||Jun 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management1,238MILLIONS
Total Number of Accounts4,765ACCOUNTS
Average Account Value$259,893
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AL, CA, FL, GA, IL, IN, KS, KY, MD, NC, OH, SC, TN, TX, VA, VI, WA, WV
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