Robert Walters (CRD# 5984927) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Lexington, KY and has over 12 years of experience in the finance industry. Robert Walters has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5978053
Edward Jones
CRD# 5157750
Context Financial LLC
CRD# 1061144
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Truist Investment Services, Inc. | Lexington, KY | Feb 2021 - Current | 3 |
| Truist Advisory Services, Inc. | Lexington, KY | Feb 2021 - Current | 3 |
| Bb&t Securities | Lexington, KY | May 2018 - Current | 5 |
| Jpmorgan Securities LLC | Lexington, KY | Apr 2015 - May 2018 | 3 |
| Bank Of America, N.a. | Lexington, KY | Jan 2012 - Apr 2015 | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lexington, KY | Sep 2011 - Apr 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2011 |
- KY
- TX
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Total Assets Under Management61,370MILLIONS
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Total Number of Accounts124,201ACCOUNTS
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Average Account Value$494,117
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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