Thomas Collins, financial advisor Lexington KY
93 score

Thomas Collins

CRD Number: 1174030
Current Firm: Northwestern Mutual Investment Services,llc

Thomas Collins (CRD# 1174030) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Lexington, KY and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Dec 2012 - Current 4
Northwestern Mutual Investment Services, LLC Milwaukee, WI Jun 1982 - Current 34
Northwestern Mutual Life Milwaukee, WI May 1982 - Current 34
Northwestern Mutual Investment Services, LLC Lexington, KY Dec 2007 - Mar 2016 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2004
S66 NASAA Uniform Combined State Law Examination Oct 2007
Contact Info for Thomas R. Collins
Phone Number: 866-664-7737
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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