Tracy FrancisCRD Number: 4630468
Current Firm: H. Beck, Inc.
Tracy Francis (CRD# 4630468) is an Investment Advisor Representative working at H. Beck, Inc. in Lexington, KY and has over 12 years of experience in the finance industry.
Pierce Financial Planning, Inc.
Context Financial LLC
Lpl Financial LLC
|H. Beck, Inc.||Rockville, MD||Jul 2007 - Current||9|
|Greater Lexington Insurance Agency||Lexington, KY||Jan 1988 - Current||28|
|Jefferson Pilot Securities||Lexington, KY||Jan 2003 - Jun 2007||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2004|
Total Assets Under Management1,825MILLIONS
Total Number of Accounts10,457ACCOUNTS
Average Account Value$174,531
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV