Jerry Grimes, financial advisor Lexington NC
71 score

Jerry Grimes

CRD Number: 3039718
Current Firm: Cambridge Investment Research Advisors, Inc.

Jerry Grimes (CRD# 3039718) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Lexington, NC and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research, Inc. Farifeidl, IA Jun 2014 - Current 2
Cambridge Investment Research Advisors, Inc. Fairfield, IA Jun 2014 - Current 2
Grimes Financial Services, Inc. Lexington, NC Jun 1997 - Current 19
The Investment Center Inc. Lexington, NC Jun 2010 - Jun 2014 4
Ic Advisory Services Inc. Lexington, NC Jun 2010 - Jun 2014 4
Next Financial Group Inc. Lexington, NC Jan 2006 - Jun 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S65 NASAA Investment Advisors Law Examination Mar 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jerry B. Grimes
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
71

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