James David, financial advisor Lexington SC
93 score

James David

CRD Number: 1856392
Current Firm: Stratos Wealth Partners, Ltd

James David (CRD# 1856392) is an Investment Advisor Representative working at Stratos Wealth Partners, Ltd in Lexington, SC and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Lexington, SC May 2012 - Current 4
Stratos Wealth Partners Lexington, SC May 2012 - Current 4
Wells Fargo Advisors LLC Lexington, SC May 2009 - May 2012 3
Wachovia Securities, LLC Lexington, SC Jan 2008 - May 2009 1
A.g. Edwards Lexington, SC Mar 2007 - Jan 2008 < 1
Edward D. Jones & Company, LP Maryland Heights, MO May 1988 - Feb 2007 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1988
S66 NASAA Uniform Combined State Law Examination Sep 2011
Contact Info for James W. David
Phone Number: 440-519-2500
Registered State(s):
  • LA
  • TX
  • SC
By the Numbers
  • Total Assets Under Management
    3,101
    MILLIONS
  • Total Number of Accounts
    16,439
    ACCOUNTS
  • Average Account Value
    $188,637
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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