James Friddell (CRD# 4788523) is an Investment Advisor Representative working at Prudential Financial Planning Services in Platte City, MO and has over 20 years of experience in the finance industry. James Friddell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2298657
Commonwealth Financial Network
CRD# 5926523
Copper Financial
CRD# 6930043
Umb Financial Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pruco Securities, LLC | Platte City, MO | Aug 2022 - Current | 1 |
| The Prudential Insurance Company Of America | Platte City, MO | Aug 2022 - Current | 1 |
| Massmutual Life Insurance Company | Platte City, MO | Jan 2011 - Aug 2022 | 11 |
| Mml Investors Services | Platte City, MO | Jan 2011 - Aug 2022 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2004 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2005 |
- MO
- TX
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Total Assets Under Management16,379MILLIONS
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Total Number of Accounts113,575ACCOUNTS
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Average Account Value$144,211
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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