Katherine BrocklehurstCRD Number: 5593573
Current Firm: Sagepoint Financial, Inc.
Katherine Brocklehurst (CRD# 5593573) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Lihue, HI and has over 7 years of experience in the finance industry.
Aegis Capital Management, Inc.
State Farm Investment Management Corp.
Retirement Wealth Advisors, Inc.
|Sagepoint Financial||Honolulu, HI||Aug 2013 - Current||3|
|Tripwire, Inc.||San Francisco, CA||Aug 2012 - Current||4|
|Edward Jones||St Louis, MO||May 2010 - Aug 2012||2|
|Ameriprise Financial Services Inc.||Honolulu, HI||Feb 2009 - Mar 2010||1|
|The Brocklehurst Group||Kalaheo, HI||May 2008 - Jan 2009||< 1|
|Kukiuila Dev Co||Koloa, HI||Feb 2005 - Jan 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2009|
Total Assets Under Management4,385MILLIONS
Total Number of Accounts23,011ACCOUNTS
Average Account Value$190,540
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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