Craig BaumanCRD Number: 4443488
Current Firm: J.p. Morgan Securities LLC
Craig Bauman (CRD# 4443488) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Lima, OH and has over 9 years of experience in the finance industry.
Royal Alliance Associates, Inc.
Resolute Wealth Advisor, Inc.
|J.p. Morgan Securities LLC||Lima, OH||Oct 2012 - Current||5|
|Sunset Junkies LLC||Lima, OH||Apr 2011 - Current||6|
|Chase Investment Services Corp||Lima, OH||Sep 2006 - Oct 2012||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2008|
Total Assets Under Management81,562MILLIONS
Total Number of Accounts376,424ACCOUNTS
Average Account Value$216,675
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY