Kenneth Rumbaugh, financial advisor Lima OH

Kenneth Rumbaugh

CRD Number: 1364691
Current Firm: Harbour Investments, Inc.

Kenneth Rumbaugh (CRD# 1364691) is an Investment Advisor Representative working at Harbour Investments, Inc. in Lima, OH and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Harbour Investments, Inc. Madison, WI Mar 2003 - Current 21
Ken Rumbaugh Inc. Lima, OH Mar 2003 - Current 21
Professional Business Network Inc. Lima, OH Jul 1989 - Current 34
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kenneth W. Rumbaugh
Phone Number: 608-662-6100
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    4,469
    MILLIONS
  • Total Number of Accounts
    28,573
    ACCOUNTS
  • Average Account Value
    $156,400
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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