Kenneth Rumbaugh (CRD# 1364691) is an Investment Advisor Representative working at Harbour Investments, Inc. in Lima, OH and has over 22 years of experience in the finance industry.
CRD# 809243
Stifel, Nicolaus & Company, Incorporated
CRD# 2334231
Osaic Wealth, Inc.
CRD# 4774894
Cetera Investment Advisers LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Harbour Investments, Inc. | Madison, WI | Mar 2003 - Current | 21 |
Ken Rumbaugh Inc. | Lima, OH | Mar 2003 - Current | 21 |
Professional Business Network Inc. | Lima, OH | Jul 1989 - Current | 34 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Apr 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management4,469MILLIONS
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Total Number of Accounts28,573ACCOUNTS
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Average Account Value$156,400
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