Gregory Ernst, financial advisor Lincoln NE

Gregory Ernst

CRD Number: 1160392
Current Firm: Rbc Capital Markets, LLC

Gregory Ernst (CRD# 1160392) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Lincoln, NE and has over 37 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Lincoln, NE Jan 2021 - Current 3
Ubs Financial Services Inc. Lincoln, NE Dec 2008 - Jan 2021 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1987
S65 NASAA Investment Advisors Law Examination Dec 2003
Contact Info for Gregory D. Ernst
Phone Number: 212-858-7000
Registered State(s):
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    201,264
    MILLIONS
  • Total Number of Accounts
    451,404
    ACCOUNTS
  • Average Account Value
    $445,862
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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