James Moore (CRD# 6242512) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Lincoln, NE and has 1 year of experience in the finance industry.
CRD# 6059380
Rbc Capital Markets, LLC
CRD# 5639065
Lpl Financial LLC
CRD# 4474690
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameriprise Financial Services, LLC | Lincoln, NE | Jan 2022 - Current | 1 |
| Ideal Images | Omaha, NE | Aug 2016 - Dec 2021 | 5 |
| Hail Varsity Radio | Lincoln, NE | Jan 2015 - Aug 2016 | 1 |
| Mml Investors Services LLC | Omaha, NE | Mar 2014 - Jan 2015 | < 1 |
| Massmutual Life Insurance Company | Omaha, NE | Jan 2013 - Jan 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2022 |
- NE
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Total Assets Under Management414,380MILLIONS
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Total Number of Accounts1,953,584ACCOUNTS
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Average Account Value$212,113
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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