Keith Peterson, financial advisor Lincoln NE
96 score

Keith Peterson

CRD Number: 5924589
Current Firm: D.a. Davidson & Company

Keith Peterson (CRD# 5924589) is an Investment Advisor Representative working at D.a. Davidson & Company in Lincoln, NE and has over 5 years of experience in the finance industry. Keith Peterson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
D.a. Davidson & Company Lincoln, NE Jul 2016 - Current 1
Smith Hayes Financial Services Lincoln, NE Jul 2012 - Jul 2016 4
Smith Hayes Financial Services Lincoln, NE May 2011 - Jul 2012 1
University Of Nebraska- Lincoln Lincoln, NE Aug 2008 - Jul 2012 3
Nebraska Partners Of Economic Development Lincoln, NE Jan 2011 - Aug 2011 < 1
Lincoln Childrens Museum Lincoln, NE Apr 2010 - Aug 2011 1
Unemployed Lincoln, NE Sep 2008 - Mar 2010 1
Country Kitchen Chadron, NE Jul 2007 - Aug 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for Keith J. Peterson
Phone Number: 406-727-4200
Firm Website: http://www.dadco.com
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    15,150
    MILLIONS
  • Total Number of Accounts
    47,201
    ACCOUNTS
  • Average Account Value
    $320,974
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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