Rick Gabelman (CRD# 1111733) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Lincoln, NE and has over 40 years of experience in the finance industry.
CRD# 6059380
Rbc Capital Markets, LLC
CRD# 5639065
Lpl Financial LLC
CRD# 4474690
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| City National Bank | Lincoln, NE | Jul 2019 - Current | 4 |
| Rbc Capital Market, LLC | Lincoln, NE | Jan 2019 - Current | 5 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Jan 2019 | 4 |
| Morgan Stanley Smith Barney | Lincoln, NE | Jun 2009 - Jan 2019 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1983 |
| S65 | NASAA Investment Advisors Law Examination | May 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NE
- TX
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Total Assets Under Management201,264MILLIONS
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Total Number of Accounts451,404ACCOUNTS
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Average Account Value$445,862
- A percentage of assets under your management
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